01TX Regulatory
Regulatory reporting and workflow automation
Trade data ingestion, validation and reporting workflows for EMIR, UK EMIR, MiFIR and SFTR obligations.
01TX Regulatory ingests trade and position data from multiple internal and external sources, normalizes it against a canonical data model, and manages the reporting lifecycle through submission, reconciliation and correction.
The goal is operational control over reporting obligations: knowing what was reported, what was rejected, and what needs correcting, with a full audit trail behind every report.
Capabilities
What it does
Multi-source trade ingestion
Ingest trade and position data from OMS, EMS and external systems.
Canonical data normalization
Map disparate source data into a consistent regulatory data model.
Validation & data quality
Field-level validation and data-quality checks ahead of submission.
Report & XML generation
Generate regulator-specific report formats, including XML.
Submission workflows
Managed submission to trade repositories and regulators.
Reconciliation
Reconcile submitted reports against source and repository data.
Rejection & resubmission management
Track rejections through to correction and resubmission.
Lifecycle-event management
Handle modifications, terminations and other lifecycle events.
Operational dashboards
Status visibility across obligations, entities and reporting regimes.
Capabilities reflect the product’s design scope. Not every capability is necessarily available today — see current status above, or talk to us for a detailed roadmap.
Built For
Who uses it
Related
Works well with
01TX Intelligence
AI-assisted automation for market operations
Domain-specific AI and automation applied to reconciliation, exception investigation and regulatory operations — not general-purpose AI.
01TX OMS
Institutional order management system
A multi-asset order management core handling order lifecycle, pre-trade risk, positions and reconciliation with full audit trails.